Compliance officer

Описание вакансии

компания "чк tickrs financial limited"

compliance manager

responsibilities:

• provide prompt, sound and consistent compliance advice, interpretation and recommendation on business and new financial products.

• perform compliance monitoring tasks.

• responsible for handling inspections, investigations and inquiries from regulators;

• responsible for providing advice on fatca and crs compliance and review relevant procedures;

• co-ordinate and handle enquires from business departments regarding regulatory compliance requirements and provide advice and recommendations.

• influences and negotiates with seniors across functions and management; may communicate with external consultants and lawyers.

• establish proper controls, policies and business operation procedures to ensure compliance with legal and regulatory requirements.

• develop ethical and efficient business reporting frameworks.

• handle other compliance matters or assist projects as assigned by management from time to time.

job requirements:

• bachelor’s degree in law, accountancy, business or equivalent.

• at least 5 years of relevant experience in compliance function of financial institution with exposure in retail matters.

• strong understanding of financial market knowledge on products, rules and regulations of capital markets for us and kaz markets.

• well-versed in relevant compliance rules and regulations issued by the afsa.

• analytical, self-motivated, ability to work under pressure.

• good team player and problem-solving skills.

• good command of written and spoken russian, kazakh & english

• candidate with more related work experience will be considered as senior compliance manager.